regulations to support the fund establishment as well as waived applications and registration fees for fund management companies. The next step is to consider and approve fund applications

will discuss and share views on the mutual fund industry in respective countries as well as opportunities and challenges of financial technology and issues on financial sustainability. A proposal on

management companies, as well as update their fund books (if any) on the following business day to prevent damage from possible frauds

related policies or guidelines in accordance with the Notification of the Securities and Exchange Commission concerning Rules in Detail on Establishment of Information Technology System as well as the

and exercise their voting right to protect their own interest as well as seek clarification from the company’s executives to gather complete information for decision making. In any case, due to the

enhancing flexibility and resilience in business operation as well as to discuss guidelines for supporting business operation. The meeting’s topics included (1) a study of securities business landscape to

companies that operate business in the categories of securities brokerage, dealing, investment advisory and underwriting, as well as mutual fund management, private fund management, venture capital

, and seek clarification from NEWS management in order to make well-informed decisions. In addition, due to the current COVID-19 pandemic, SEC encourages the shareholders to consider proxy voting by

specified by the SEC, and a local representative must be appointed to coordinate in the matter of disclosure and delivery of information to Thai investors as well as handling possible disputes. HK-TH MRF is a

who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.