Earlier, the Civil Sanction Committee had resolved to impose a civil sanction on the three offenders who were subject to pay a separate civil penalty and compensate for the benefits that should
, certain shareholders may have the number of voting share more or less than the number of voting rights, which may be contrary to the major shareholder oversight principle that aims to supervise the actual
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
to make comments at the website or e-mail: piyaruj@sec.or.th until 13 March 2019. _____________________________ Remark:*crowdsourcing is a process that brainstorms from a majority of people toward an
investment risk. Besides, the regulations would also stipulate that the business providers must disclose their information and make it accessible for the investing public, such as, the forms of services
On 14 ? 15 March 2018, IFEC disclosed via the SET that the company's three directors ? i.e., Mr. Peerathuch Sukapong, Maj. Gen. Chainat Yatshimplee and Mr. Piyapong Wongsuwatana ? had resigned. Later
practices in line with international standards. We are truly delighted that Thai listed companies continue to progress in their practice, making Thailand the country with the most recognized companies in the
for operating a derivatives regulatory association only upon meeting the criteria such as having good corporate governance structure, establishing rules for recruiting and supervising members that are
required to file with the SEC and publicly disclose the rectified and reviewed financial statements by October 28, 2014.The SEC found that the auditor gave qualified opinions on VTE?s Q2/2014 financial
rehabilitation order issued by the Central Bankruptcy Court. JAS later disclosed in its Q3/2013 notes to financial statements that due to the Supreme Court decision, claims of the company?s creditors were restored