companies? chief executive officers (CFO), the key persons responsible for accuracy and reliability of financial reports, aiming to raise awareness of their responsibilities and importance of financial
Exchange Act B.E. 2535 (1992) (SEA)*, while {A}, the most senior executive who was responsible for the company's business operation, was involved in those misconducts and failed to perform supervisory duties
addition, it was found that {B} and {C}, the investment consultants, were responsible for the client's account, respectively. Both of them were subordinates of {A} and aided trading securities on behalf of
performing any action in violation of law.The SEC probe into the case and found that the four investment consultants, responsible for securities trading accounts of overseas brokers (omnibus account
strengthened on par with securities businesses in general. In addition, more emphasis will be given to the roles of executives responsible for finance and accounting. Information disclosure format will be
. Investment consultant's scope of duty is to contact and provide investors with investment advice or planning while investors are responsible to make their own investment decision. The SEC therefore urges all
Master Plan? for improving the quality of businesses in the capital market in line with international ideas concerning becoming a responsible company, covering environmental and social aspects, corporate
Attorney General (Department of Special Litigation and Department of Appellate Litigation), particularly the inquiry officials and prosecutors responsible in this case,? said SEC Deputy Secretary-General
zero), ผลกระทบ (impact), ความรับผิดชอบ (responsible), ด้าน E หรือ S หรือ ESG, เป้าหมายการพัฒนาที่ยั่งยืน (Sustainable Development Goals: SDGs), ความสอดคล้องกับความตกลงปารีส (Paris-aligned) เป็นต้น
will generate tangible short-term results while catalyzing long-term economic restructuring. As the agency responsible for national economic policy and overall capital market development, the FPO stands