%20Prospectus&start=0&rows=10 1 - 10 of 591 results Sort by: Relevance Date (Newest) Date (Oldest) SEC reveals guidelines to regulate digital assets issuers, related intermediaries and those who transact with
) To establish additional guidelines for designing investment policies and offering private fund services, with a primary focus on the clients' best interests in accordance with the private fund
information to PVD members; (2) To establish liquidity risk management policy for PVD: Requiring AMC to have liquidity risk management policy and tools (LMTs) for PVD, similar to the LMTs guidelines
The SEC has provided guidelines for promoting the growth of digital asset custodial wallet providers (DA custodians) by supporting them in maintaining appropriate costs. This initiative aims to
* ประกอบกับ ธปท. ได้ปรับปรุงขอบเขตของแนวทางการทดสอบการประยุกต์ใช้เทคโนโลยี เพื่อพัฒนาต่อยอดให้เกิดนวัตกรรมทางการเงิน (Regulatory Sandbox Guidelines) และกำหนดกรอบการทดสอบการชำระราคาที่มีการกำหนดเงื่อนไข
the qualifications of applicants for approval of debt offerings in accordance with consistent guidelines and standards to ensure greater clarity and practicality.The proposed regulations for issuance
the results of which showed that most respondents agreed with the guidelines proposed by the SEC. The revised rules have come into force since 1 January 2022. _______________________Remarks
Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022 the SEC disseminated the circular clarifying the guidelines for providing digital asset
severe and significant effects on the issuer’s business; (2) Empower the SEC to lay out guidelines in detail regarding the consideration of cases involving severe legal violation or causing severe and