During 22 March – 25 April 2024, the SEC conducted a public hearing on the proposed principles for amending the qualifications of bondholders’ representatives. Most respondents agreed with the

, Section 296/1 and Section 296/2, and civil sanctions under Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the six

knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by

progresses on the revision to the Thai ESG funds rules to accommodate the government’s saving and investment promotion initiatives. The event took place on 30 July 2024 at the SEC Building.Mrs. Pornanong

(TDO), led by President Att Tongyai Asavanund, and member representatives to exchange views and suggestions on the promotion and development of the digital asset market. The discussion topics included

According to the referral from the Stock Exchange of Thailand (SET), persons were found to have taken action liable to be an offense related to the sales of SQ shares by using inside information on

Mr. Wiboon Phatrapiboon, Assistant Secretary-General of the Securities and Exchange Commission (SEC), welcomed visitors from the Legal Affairs Division, Chiang Mai University, on the occasion of

296/2 of the SEA, as the case may be. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the 14 offenders above, as summarized below:      (a) The offenders are

The Securities and Exchange Commission (SEC), led by the Capital Market Education Department, collaborated with SEC Ambassador in organizing a workshop on “Financial Investment Knowledge,” featuring

time at the same or similar prices and/or volumes, and matched the BM share trading orders in large volumes on four business days on 2 February 2018 and 6, 12 and 13 March 2018. Their actions misled