company?s shareholders. ?The SEC promotes holding company with high potential to raise funds through the capital market and list on the Thai bourse, as not only will more attractive listed firms on the

Fund 75/25 (BLTF75/25) after only verifying the client?s name and the number of units to be redeemed without reviewing the client?s account statement nor calling for the client?s close attention to the

Bangkok, March 28, 2013 - The SEC imposed a three-month suspension on {A}, a securities market investment consultant of  Trinity Securities Co. Ltd.The SEC received a report from Trinity Securities

Bangkok, February25, 2015 ? The SEC jointly with the Thai Bond Market Association (ThaiBMA) launched ?One Step Beyond with Bond Issue? project to enhance competitiveness of the businesses never once

Bangkok, November 2, 2011 - The Capital Market Supervisory Board approved revision on regulations on approval of personnel of capital market business operator in response to business practice and to

to assure that market participants and investors will have proper adjustment period. Not only will CIS be a new investment alternative for those interested in overseas investment, the SEC also expects

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. PAGE UNOFFICIAL TRANSLATION (Revised 2015

Microsoft Word - TorChor 23-51 en_final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

Given the prolonged period of low interest rate in the Thai bond market, many debt securities issuers are increasingly issuing for sale subordinated perpetual bonds which have more complex

) to retail investors in Thailand, expected to become effective by Q2/2014.The ASEAN CIS allowed to be offered to retail investors in Thailand must be approved by capital market regulators and have been