) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A

referral from the Stock Exchange of Thailand, the SEC probed into the case and found that on September 16, 2013, {A} had traded 130.12 million SSI shares by placing a total of 299 trading orders through

for the years ended 31 December 2018 and 2019 respectively, equivalent to a huge drop of 128.85%. Net profit margin also plummeted from 14.15% to (6.68%). The fall in net profit margin was from the

return on asset (ROA) was 6.53% which declined from the first half of 2016 due to the lower net profit and because the company has been continually investing in huge projects in order to meet long-term

million for the six months period ended 30 June 2018 and 2019 respectively, equivalent to a huge drop of 93.82%. Net profit margin also plummeted from 22.87% to 2.60%. The fall in net profit margin was from

India grows its end uses for Polyester fibers and leverage on the country’s huge potential with 1.2 billion population. IVL’s expertise in turnaround, coupled with technical know-how will help IRSL

doubtful account Net Profit The Company posted net profit of THB 175.31 million and THB 4.53 million for the nine months period ended 30 September 2018 and 2019 respectively, equivalent to a huge drop of

Bangkok, March 21, 2014 - The SEC suspended two securities investment consultants. A six-month suspension was imposed on {A} for trading securities on behalf of clients and a three-month suspension

นำส่งแนวทางปฏิบัติงาน เรื่อง การให้บริการเกี่ยวกับแผนจัดสรรการลงทุน (Portfolio Advisory) หรือกลยุทธ์การลงทุน (Program Trading)

แนวทางการปฏิบัติ เรื่อง การให้บริการเกี่ยวกับแผนจัดสรรการลงทุน (Portfolio Advisory) หรือกลยุทธ์การลงทุน (Program Trading)