Bangkok, April 4, 2012 ? The SEC is seeking public comment on draft regulation governing unrated bonds and high yield bond mutual funds offered to non-retail investors. The revision aims to strengthen competitiveness of Thai businesses and the capital market in preparation for the ASEAN Economic Community (AEC) and increasing investment alternatives for sophisticated investors with a high net worth and higher risk-taking capability (non-retail investors). The qualified investors will be allowed...
. The SEC conducted a public hearing on the governing principles in late 2015 and later took into consideration the comments and suggestions of business operators and related parties during the amendment
Securities Commissions (IOSCO).??The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695
interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6099 or email: corgov@sec.or.th.The public hearing ends on June 1, 2016.
. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2693-6099 or email: corgov@sec.or.th. The public hearing ends on June 1, 2016.
draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients