fund rating, it shall also comply with Clause 2/1: (1)4 providing a complete work system ready to undertake the business of investment advisory service approved by the Office, which includes an internal
requirements under this Notification. Clause 5 In outsourcing operational function to a third party, an intermediary shall comply with the following rules: (1) the outsourcing of operational function to another
Notification. Clause 5 In outsourcing operational function to a third party, an intermediary shall comply with the following rules: (1) the outsourcing of operational function to another intermediary shall be
Exchange of Thailand, a securities company shall comply with this Notification and the rules as prescribed by the Stock Exchange of Thailand. Clause 5 A securities company may engage in short selling of ETF
underlying shares of ETF in the Stock Exchange of Thailand, a securities company shall comply with this Notification and the rules as prescribed by the Stock Exchange of Thailand. Clause 5 A securities company
units; (2) underlying shares of ETF. 2 Ibid FN1. 3 Clause 4 For short selling of the ETF units or underlying shares of ETF in the Stock Exchange of Thailand, a securities company shall comply with this
related to securities or an issuing company. Clause 3 The rules in detail under this Notification are prescribed in order for intermediaries to comply with the Notification on Standard Conduct of Business
to securities or an issuing company. Clause 3 The rules in detail under this Notification are prescribed in order for intermediaries to comply with the Notification on Standard Conduct of Business in