SEC Search

& Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk

https://capital.sec.or.th/webapp/nrs/nrs_print_en.php?printfrom=R&ref_id=9907

SEC proposes to specify “digital asset custodial wallet provider” as a new digital asset business and to introduce measures to prevent misuse of digital assets as a tool to commit crime

Currently, there are no licensing regulation for digital asset custodial wallet providers in Thailand. Thus, a digital asset business operator who performs safekeeping of clients’ digital assets

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8771

SEC suspends a capital investment consultant for making trading decision on client?s behalf

behalf of clients was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5972

List of management who submitted the changes in securities holding report (Form 59-2) - PSTC : POWER SOLUTION TECHNOLOGIES PUBLIC COMPANY LIMITED

Management Name : Mr PANU SEETISARN | Type of securities : Warrant | Methods of Acquisition / Disposition : Buy | Transaction Date : 18/05/2018

http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000021940

List of management who submitted the changes in securities holding report (Form 59-2) - PSH : PRUKSA HOLDING PUBLIC COMPANY LIMITED

Management Name : Mrs RATTANA PROMSAWAD | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 18/01/2018

http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000024880

List of management who submitted the changes in securities holding report (Form 59-2) - AMA : AMA MARINE PUBLIC COMPANY LIMITED

Management Name : Mr PICHET YODVICHIEN | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 18/01/2018

http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000025010

List of management who submitted the changes in securities holding report (Form 59-2) - ASAP : SYNERGETIC AUTO PERFORMANCE PUBLIC COMPANY LIMITED

Management Name : Mrs PARINDA VONGVITAVAT | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 18/06/2018

http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000025221

List of management who submitted the changes in securities holding report (Form 59-2) - RPH : RATCHAPHRUEK HOSPITAL PUBLIC COMPANY LIMITED

Management Name : Mr CHATSIAM JARIYAWATTANAGULGIT | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 18/05/2018

http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000025459

List of management who submitted the changes in securities holding report (Form 59-2) - RPH : RATCHAPHRUEK HOSPITAL PUBLIC COMPANY LIMITED

Management Name : Mr TEERASAK NARANONG | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 18/05/2018

http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000025459

List of management who submitted the changes in securities holding report (Form 59-2) - RPH : RATCHAPHRUEK HOSPITAL PUBLIC COMPANY LIMITED

Management Name : Mr TEERAWAT SRINAKARIN | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 18/01/2018

http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000025459