trust manager, as well as overseeing the trust manager’s performance of duties as prescribed in the trust deed; (5) Only institutional investors and ultra-high net worth investors* shall be eligible as
essential information for investors and shareholders in making investment decisions and monitoring the performance of listed companies. The SEC finds no sufficient justification to approve JKN’s request
person who knew or possessed insider information regarding SVI’s performance in the third quarter of 2021, which showed a net profit of 520.52 million baht—a significant increase compared to both the
consecutive days. In addition, digital asset business operators are required to maintain net capital in accordance with the specified conditions to handle potential risks and liabilities from duty performance
reporting system of firms in the capital market. Furthermore, the quality control system of the audit firms greatly contributes to the quality performance of auditors. The SEC now requires that auditors in
to submit an application for approval as capital market business personnel for the applicant and notify the commencement and termination of duty performance, including renewal, of the approved
their opinion on financial reporting as required by relevant professional standards to ensure that financial reporting represents its true and fair economic substance, operational performance and is
opinions on issuers’ sustainability performance against predefined sustainability/ESG KPIs and targets. Such regulations would provide companies with an alternative sustainable finance product that would
separate note, the SEC has received a tip that a foreign company incorporated on the British Virgin Island solicits foreign investors in Thailand to invest in the High Performance Development Limited (HDPL
of audit performance in the capital market. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=865. Stakeholders and interested parties are welcome to submit