duties to a third party, a branch office shall receive prior permission from the Office. Such permission shall only be granted on the ground that the branch office is not in a state to provide services by

Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies concerning the Connected Transaction, B.E. 2546 (2003) (as amended) specifies the duties of the company to prepare and

(fiduciary duties) เพ่ือประโยชน ์ ท่ีดีท่ีสุดของผูถื้อหน่วยทรัสตโ์ดยรวม 3 เร่ือง ความคิดเห็นของผู้แสดงความเห็น ความเห็นของส านักงาน 2. ประเดน็ขอ้เสนอแนะอ่ืน ๆ - ควรมีการก าหนดคุณสมบติัของผูจ้ดัการกองทรัสตใ์น

business, and shall be in accordance with the following outsourcing principles at any level of outsourcing: (1) having duties and responsibilities to clients and operating for the best interest of clients

on the margin placement and the use of such financial resource, including rights and duties of the members with regard to the margin placement as well as the risks causing the members to make

for covering risks, it shall clearly disclose the guideline on the margin placement and the use of such financial resource, including rights and duties of the members with regard to the margin placement

trading or management in deceitful, fraudulent or dishonest manners; (4) being prohibited from acting or performing duties as a director, manager, a person with the management power, or an advisor of a

title; “investor contact” means any person who has duties to contact, solicit, advice or prepare investment plans for investors or customers of a securities company and are divided into two categories

able to work accurately as per their duties and create no risk which may render the intermediaries to infringe or not comply with laws, rules and standards relating to such business operations. For

accurately as per their duties and create no risk which may render the intermediaries to infringe or not comply with laws, rules and standards relating to such business operations. For benefits in compliance