following categories: (1) securities brokerage, securities trading or securities underwriting; (2) investment advisory providing investment planning to clients or using software programs in providing services
; (e) rating (if any). D. Liens 1. In case of issuing secured debentures, disclose the kind and priority of any lien securing the issue, as well as the principal properties or assets subject to the lien
restrictions and faced 100% drop in foreign tourist numbers. Likewise, the export sector has been affected by declining demand from trading-partner countries. In addition, the purchasing power of consumers is
as to whether or not there is a secondary market to accommodate the trading or transfer of the debt securities, and the effort the holders of structured notes will have to make in order to sell the
Rules in Detail related to Proprietary Trading of Intermediaries
fundamental system which has connection to the derivatives trading system and other relevant systems. Meanwhile, an information technology system is necessary for derivatives clearing houses to achieve their
Δ %YoY Profit (Loss) from the operation for the period 3 Months 3.3 (26.0) 29.3 112.7% 6 Months (23.1) (57.8) 34.7 59.9% Overall, The Management gives priority to the net profit by increasing revenue