foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis ; “retail client” means a client other than an institutional client; “inside information” means the

gather information in a case of using inside information to purchase shares of a listed company in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (SEA). {A}, a financial advisor

/ActandRoyalEnactment/Act/translate-spv.docx HouseStyle is aware or in possession of the inside information related to a digital token offeror or the characteristics or particulars of digital tokens shall: (1) purchase

revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and

Mr. Yinganan Wongsiridej Mr. Yinganan, while he was a fund manager of the Sala@Sathorn Property Fund (SSPF), knew inside information that there was an offer from one company to purchase the main

utilizing the inside information for selling IFEC shares on 4 November 2016, totaling 10,153,186 shares, through his own trading account. 22/12/2020 The Appeal Court has rendered a judgement opposing the

buying PTL shares using inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary

(JAS), by give a consent Mr. Pete in using his securities trading account to purchase Jasmine Telecom Systems Public Company Limited (JTS) shares by utilizing the inside information about The Q3/2016

and TFG-W1 by using inside information concerning TFG’s operating results for the first quarter of 2559 or the second quarter of 2559,as the case may be, that had not been generally disclosed to the

with factory building and the Machinery purchase agreement (Additional) Attention President of the Stock Exchange of Thailand According to the Board of Directors Meeting No.10/2020 of UBIS (Asia) Public