from the funds transferred to his personal bank accounts. The acts of Mr. Ngeonwasawat are liable to operating derivatives business without license in contravention of Section 16 of the Derivatives Act

concerning the value of securities or the suitability of investing in those securities and managing funds of a person or group of persons to acquire benefit from securities in consideration of a fee or other

safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by

Notify the Resolutions of the BOD, Change of Objectives of Funds Usage, Acquisition of Assets, The issuance of debentures and Fix the Date of EGM 1/2020 (revise) 09/06/2020 09:02 Notify the Resolutions of

5/14/2020 Page 1 1/1 Fixed income Asset class 1.40 / MMF/ Indirect FI fund/ Daily FI : Term fund TYPES OF FUNDS INVESTING ABROADTOTAL FOREIGN INVESTMENT AS OF TRILLION BAHT *Fixed income fund Fixed

7/10/2020 Page 1 1/1 Fixed income Asset class 1.27 / MMF/ Indirect FI fund/ Daily FI : Term fund TYPES OF FUNDS INVESTING ABROADTOTAL FOREIGN INVESTMENT AS OF TRILLION BAHT *Fixed income fund Fixed

4/17/2020 Page 1 1/1 Fixed income Asset class 1.63 / MMF/ Indirect FI fund/ Daily FI : Term fund TYPES OF FUNDS INVESTING ABROADTOTAL FOREIGN INVESTMENT AS OF TRILLION BAHT *Fixed income fund Fixed

7/10/2020 Page 1 1/1 Fixed income Asset class 1.25 / MMF/ Indirect FI fund/ Daily FI : Term fund TYPES OF FUNDS INVESTING ABROADTOTAL FOREIGN INVESTMENT AS OF TRILLION BAHT *Fixed income fund Fixed

8/6/2020 Page 1 1/1 Fixed income Asset class 1.21 / MMF/ Indirect FI fund/ Daily FI : Term fund TYPES OF FUNDS INVESTING ABROADTOTAL FOREIGN INVESTMENT AS OF TRILLION BAHT *Fixed income fund Fixed

9/15/2020 Page 1 1/1 Fixed income Asset class 1.26 / MMF/ Indirect FI fund/ Daily FI : Term fund TYPES OF FUNDS INVESTING ABROADTOTAL FOREIGN INVESTMENT AS OF TRILLION BAHT *Fixed income fund Fixed