in great volume or the price of such securities had changed or had not changed that was not consistent with the normal conditions, and such trading was made to lure other investors to purchase or sell

, determine, amend the details of conditions or process an FKRMM including the signing of the Agreement, memorandums or any documents and liaison with government agencies or related regulatory agencies as well

e-service Online Submission See canceled document Investment Advisory >> Capital Adequacy Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the

e-service Online Submission See canceled document Derivatives Advisors >> Capital Adequacy Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the

e-service Online Submission See canceled document Limited BDU >> Reporting Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Business Operation Rules >> Reporting Requirements (Section 109)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Business Operation Rules >> Reporting Requirements (Section 109)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Business Operation Rules >> Reporting Requirements (Section 109)   Type Title Section See Document Status Notified Date Effective Date 1. Act

requirements and the allocation of minimum hours tailored to the experience and types of IA;              (2)  To continue the requirement to complete no less than 15 hours of training or participation in

approval of a waiver for the company’s inability to comply with the requirements regarding the maintenance of the debt-to-equity ratio that incurs interest, which will be reflected in the financial