Offering for Sale of Certificates Representing Interest from Underlying Securities by the Subsidiary of the Stock Exchange of Thailand

outsourcing date. Clause 12 5 Subject to Clause 12/1, the derivatives dealer shall take into account the suitability of proposing derivatives to the client. In any case, the types of the clients and the types

outsourcing date. Clause 125 Subject to Clause 12/1, the derivatives dealer shall take into account the suitability of proposing derivatives to the client. In any case, the types of the clients and the types of

outsourcing date. Clause 125 Subject to Clause 12/1, the derivatives dealer shall take into account the suitability of proposing derivatives to the client. In any case, the types of the clients and the types of

TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...

ADVANCE OPPORTUNITIES FUND I Disposition Stock 3.68 1.86 1.82 19/01/2022 5.5 1.86 3.64   246016122201-1 JCKH ADVANCE OPPORTUNITIES FUND Acquisition Stock 0 1.82 1.82 17/01/2022 1.86 3.64 5.5   246016042201

(CAMBODIA) BANK PCL Disposition Stock 5.8635 5.8635 0 09/12/2020 5.8635 5.8635 0   246007872012-1 QTC Mr. Aphichat Sramoon Acquisition Stock 0.0002 12.4599 12.4602 05/06/2020 0.0002 12.4599 12.4602

TRITON HOLDING PUBLIC COMPANY LIMITED Acquisition Stock 19.7783 0.2316 20.0099 12/06/2020 19.7783 0.2316 20.0099   246004252006-1 GLOCON Mr. Jamil Mohamed Disposition Stock 7.8203 3.2087 4.6116 11/06/2020

. Pasu Wachirapong Acquisition Stock 0 8.0157 8.0157 25/05/2021 0 8.0157 8.0157   246010902105-1 GLOCON TRITON HOLDING PUBLIC COMPANY LIMITED Disposition Stock 23.0802 8.0157 15.0644 25/05/2021 23.0802

. Sumalee Asakan Acquisition Stock 0.1498 15.8501 16 14/12/2021 0.1498 15.8501 16   246015362112-1 GSC Mr. Jakaphan Asakan Disposition Stock 16 15.8501 0.1498 14/12/2021 16 15.8501 0.1498   246015332112-1 GSC