The SEC emphasizes the monitoring of risks related to capital market and the development of digital capital market, covering the areas of supervision, service provision of business operators, and
In 2018, the SEC issued regulations governing the management and storage of data related to digital asset business operations. It is now deemed appropriate to amend the regulations to ensure
In the first quarter of 2024, which marks the final quarter of the Initiative’s Phase 1 (July 2023 – March 2024), 10 business operators joined the activities aimed at enhancing knowledge and skills
business operators which may be considered an act of co-principals or accomplices of the offenses.The Securities and Exchange Commission (SEC) has issued a warning about the provision of services that may
Securities and Exchange Commission No. Sor Thor 17/2566 Re: Rules in Detail on Information Disclosure and Risk Warnings to Clients of Digital Asset Business Operators (https://publish.sec.or.th/nrs/9850s.pdf)
From July to September 2023, business operators showed interest in joining the project and submitted activity reports on the promotion of financial knowledge, understanding, and skill development
stakeholders regarding suspicious activities involving unlicensed securities companies, derivatives business operators, and digital asset business operators, including such business operators from abroad. These
goods and services to avert potential impacts on the country’s financial system stability and the overall economy as well as potential risks toward the public and business sectors. For example, risk on
ขายกองทุนรวมภายใต้โครงการดังกล่าว ซึ่งมีผลใช้บังคับตั้งแต่วันที่ 16 มิถุนายน 2564 นั้นก.ล.ต. และ HKIFA จึงร่วมกันจัดงาน Hong Kong – Thailand Business Matching Day ครั้งที่ 2 เพื่อเปิดโอกาสให้ผู้
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ Hong Kong Investment Funds Association (HKIFA) หรือ สมาคมบริษัทจัดการลงทุนฮ่องกง จัดงาน Hong Kong – Thailand Business Matching