to order or act duty resulting in Beyond’s engagement in any other business which is not a licensed securities business without permission from the Capital Market Supervisory Boards approval which

but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

No. TorThor. 45/2553 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to Establish Branch Offices (No. 2) _____________ By virtue of

Court to grant a permission for the assessment of the value of mining property rights and thus could not disclose the information within the original deadline. EARTH has already requested a permission

suggestions of the private sector and stakeholders who took part in the previous hearing on the governing prinicples.Key points of revision include (1) permission for mutual funds offered for sale to

K-TECH Construction Public Company Limited K-TECH Construction Public Company Limited, failed to prepare and submit the financial statements for the year 2011 and the annual registration statement

K-TECH Construction Public Company Limited K-TECH Construction Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2020, (2) the annual report for

K-TECH Construction Public Company Limited K-TECH Construction Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2021, (2) the annual report for

Section 92 of the Securities and Exchange Act B.E. 2535 (1992) permits securities companies to establish a branch office upon approval from the Office where the request for permission and granting