them. DAB Act S.30 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 15/2025 Dated 22/09/2025
SEC office. DAB Act S.30 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 13/2025 Dated 22/09/2025
tests before providing services to them. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 16/2025 Dated 22/09/2025
Committee Meeting No. 8/2025 Settlement Committee Order No. 124/2025 Dated 22/09/2025
used for the benefit of the Asia Wealth, In addition, the securities broker failed to the inefficient system for maintaining customers’ assets. SEC Act S.283 Settlement Committee Meeting No. 8/2025
capital (NC) in accordance with the rules, conditions and procedures of the Notification of the Securities and Exchange Commission. SEC Act S.283 Settlement Committee Meeting No. 8/2025 Settlement
and truthful report of the net capital to the office of Securities and Exchange Commission. SEC Act S.283 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 126/2025 Dated 22/09
requirements set out in Form 59. However, Miss Yeap Xin RHU failed to prepare and disclose the required reports within the timeframe specified by the SEC’s notification. SEC Act S.59 Settlement Committee
Committee Meeting No. 8/2025 Settlement Committee Order No. 127/2025 Dated 22/09/2025