instruments and investment units; “Securities company” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to
of its registered capital. 2. Mr. Plew Trivisvavet is the Deputy Chairman of the Board of Directors and Chairman of the Executive Board of Bangkok Expressway and Metro Public Company Limited and
Company, representing 29.98 percent of its registered capital. 2. Mr. Plew Trivisvavet is the Deputy Chairman of the Board of Directors and Chairman of the Executive Board of Bangkok Expressway and Metro
person of the company. Such authorized person must not be either a staff who prepares client’s assets account or a staff who keeps the client’s assets. Clause 6. A securities company must issue rules or
shall be repealed. Clause 3 In this Notification: (1) “ derivatives broker ” means a person who is licensed to undertake the derivatives business in the category of derivatives brokerage; (2) “ manager
shall be repealed. Clause 3 In this Notification: (1) “derivatives broker” means a person who is licensed to undertake the derivatives business in the category of derivatives brokerage; (2) “manager