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The Securities and Exchange Commission (SEC), led by the management team and staff, participated in blood donation for royal charity in commemoration of the Birthday Anniversary of His Majesty King

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10379

SEC amends regulations on provision of advisory services for investment in foreign capital market products to enhance efficiency and flexibility

At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10504

SEC, ASCO and Compliance Club in collaborative discussion to promote the profession and roles of securities oversight

The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, held a joint meeting with the Association of Thai Securities Companies (ASCO), led by Mr. Yarnsak Manomaiphiboon, Secretary-General, and Mrs. Patchanee Sinwattanacharoen, Chairperson of the Compliance Club, along with ASCO board members. The purpose of the meeting was to discuss strategies for the development and promotion of duties and self-discipline within securities c...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10395

SEC makes a charitable donation to the Friends in Need (of “PA") Volunteers Foundation, the Thai Red Cross Society

The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon and executives, made a charitable donation of 600,000 Baht to support Friends in Need (of "PA

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10411

SEC, CFA Institute, and CFA Society Thailand jointly develop “Global ESG Disclosure Standards for Investment Products Handbook” in Thai version

in Thai version to facilitate Thai business operators in utilizing such handbook as a guidance in disclosing Environmental, Social, and Governance (ESG) information for investment products that are

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11021

SEC public hearing on proposed principles for shelf filing ICOs in soft power industries to promote Thailand’s digital economy

Currently, private entities show interest in issuing and offering multiple lots of digital tokens that are based on projects with similar type of underlying or invested assets, such as music

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10846

SEC collaborates with partner organizations to provide financial and investment education to the public in Samut Songkhram and Phetchaburi Provinces

-bound) and the "Three Knows" (Know Oneself, Know Others, and Know Own Risks). These events were held on 24 - 25 June 2024 in Samut Songkhram and Phetchaburi provinces, with 60 and 220 participants

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10921

SEC organizes a volunteer mangrove reforestation activity in celebration of His Majesty the King’s 72nd Birthday Anniversary

The Securities and Exchange Commission (SEC) organized a volunteer activity under the theme, “Doing Good Deeds for the Country and the People” in celebration of the auspicious occasion of His Majesty

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10956

SEC revokes approval of an investment consultant for performing duties dishonestly and acting in the manner that implies dishonesty

The Securities and Exchange Commission (SEC), with the reports from the Krungthai Bank PLC and the SEC’s further investigation, found that in November 2021 Saowarat had misappropriated her client

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10550

SEC and Investment Banking Club discuss guidelines for increasing efficiency in fundraising supervision and enhancing professional quality

The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10170