Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with

while concealing their trading activities to mislead the public regarding the share price and trading volume of BA. Consequently, the BA price and trading volume became inconsistent with normal market

exchange of digital assets (secondary market). In addition, there are continuous news updates regarding digital assets for the public to read and understand them before making an investment.SEC Secretary

SEC regarding the revision and modification of mutual fund projects.  SEC may approve the revision of a project if the revision does not have material impact on the unitholders and does not

on principles to laying out the framework of related rules to allow a business operator to apply for SEC’s approval and represent itself as wealth advisor to interested persons.Rules regarding

non-compliance with Clause 23(1) and Clause 31(1) [regarding prohibited characteristics of capital market personnel] of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor 8/2557

Penal Code.Earlier, the SEC on March 16, 2012, had ordered GEN to rectify its financial statement 2011 due to the limitation on the auditor? examination by the company?s executives regarding the company?s

SEC of its consideration regarding the Public Limited Company Act that the chairman of shareholders? meeting has no power to disallow shareholders who have the rights to attend and exercise votes at the

not involve with the charges pressed by the DSI regarding the contract dated May 3, 2012 where BMA by KT hired BTSC to operate railway operating system and provide maintenance and ticketing services in

satisfy the audit procedures due to limitation on scope of audit imposed by the PICNI management in various matters including inability to obtain certification from the company?s management regarding