: Determination of Undertaking which is not Deemed to be A Derivatives Dealer 08/10/2004 20/10/2004 4. Notification of Capital Market Supervisory Board 45/2552 03/08/2009 01/09/2009 5. Notification of the
: Determination of Undertaking which is not Deemed to be A Derivatives Dealer 08/10/2004 20/10/2004 4. Notification of Capital Market Supervisory Board 45/2552 03/08/2009 01/09/2009 5. Notification of the
: Determination of Undertaking which is not Deemed to be A Derivatives Dealer 08/10/2004 20/10/2004 4. Notification of Capital Market Supervisory Board 45/2552 03/08/2009 01/09/2009 5. Notification of the
. Notification of Capital Market Supervisory Board 85/2552 03/08/2009 01/09/2009 2. Notification of the Office of the Securities and Exchange Commission 31/2543 (Synopsis) 28/07/2000 10/08/2000 3
Capital Market Supervisory Board 41/2552 03/08/2009 01/09/2009 4. Notification of the Office of the Securities and Exchange Commission 26/2544 21/12/2001 21/12/2001 Contact The Securities and
e-service Online Submission Private Fund >> Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board 23/2556 04/04/2013 01/05/2013
of Capital Market Supervisory Board Report/ Form (Notification of Capital Market Supervisory Board) Notification of the Office of the Securities and Exchange Commission Report/Form (Notification of
/2543 Re: Custody of Client Assets of a Securities Company (codified as of 28/03/2002) (Synopsis) 04/01/2000 01/04/2000 2. Notification of Capital Market Supervisory Board TorThor 9/2551 Custody of
client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing
. Notification of Capital Market Supervisory Board 63/2552 Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units (Synopsis) 03/08/2009 01