within the period specified in Paragraph 2 shall pay an additional fee at twenty percent of the fee paid incorrectly or incompletely. Clause 8 This Notification shall come into force as from the following
sufficient details; (5) Arrange to keep documents and evidence with respect to the exercise of voting rights for a period of not less than five years from the date of voting in order for the Office or
appropriate methods and in sufficient details; (5) Arrange to keep documents and evidence with respect to the exercise of voting rights for a period of not less than five years from the date of voting in order
during any period of twelve months without performing any acts deemed to be presentation of oneself as derivatives adviser; (2) giving advice from the Kingdom of Thailand to investors in foreign countries
) giving advice in or from the Kingdom of Thailand to not more than fifteen investors during any period of twelve months without performing any acts deemed to be presentation of oneself as derivatives
: (1) giving advice in or from the Kingdom of Thailand to not more than fifteen investors during any period of twelve months without performing any acts deemed to be presentation of oneself as
period except for those of similar activities. 2. Further education 2.1 Certified Investment and Securities Analyst (CISA) or the Chartered Financial Analyst (CFA) course (at least Level 1) during the past