Zipmex to rectify its net capital position and act in the best interest of clients,” released on 25 November 2023. https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10490&NewsNo=227&NewsYear=2023
=13&NewsYear=2024&Lang=EN- SEC News No. 227/2023: SEC orders Zipmex to rectify its net capital position and act in the best interest of clients, issued on 25 November 2023: https://www.sec.or.th/EN
surfaced in the capital market, involving significant financial damages and widespread impacts.Upon taking his position, Professor Wisit aimed to enhance capital market confidence through improved governance
holding the position of director or executive at securities issuing companies or securities companies for three years, starting from the judgement date of the Civil Court.Later, on 15 December 2020, the
}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that
investment consultant and her approval of the head of department or equivalent position, effective from July 3, 2015.4. Suspended {D} from her duty as the approved capital market investment consultant for 3
termination of their directorship and executive position at TUCC in accordance with Sections 89/4 and 89/6 of the SEA, starting from the date of the criminal complaint. On criminal proceedings, the alleged
were effective as from October 5, 2013. {A} and {B} were banned from holding any securities company management position while approval for investment consultant of {C}, {D}, {E}, {F}, and {G} were
information, diversifying investment products to serve all investor segments, and developing essential infrastructure. SET is determined to position Thailand’s capital market as a vital engine for robust
หลักทรัพย์หรืออนุพันธ์ประเภท option (เฉพาะ long position) ที่เมื่อนำ LER มาคำนวณรวมด้วยแล้วจะเป็นผลทำให้มูลค่าเงินลงทุนดังกล่าว ติดลบ ให้ผู้ประกอบธุรกิจสามารถปรับลด LER ลงจนกระทั่งค่าความเสี่ยงรวมไม่เกิน