specified by the SEC, and a local representative must be appointed to coordinate in the matter of disclosure and delivery of information to Thai investors as well as handling possible disputes. HK-TH MRF is a

who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.  

current situations by expanding the scope of protection and effectiveness as well as closing legal loopholes that could bring people damages or improper services. The regulations are proposed to be

allow eligible Hong Kong and Thai public funds to be distributed in each other’s market through a streamlined process.The MoU establishes a framework for exchange of information, regular dialogue as well

.  Investors can check the lists of commercial banks, securities companies and asset management companies that join this project as well as study the usage and features of the NDID system at www.ndid.co.th

audit firm;   (2)  To relax the requirement on the number and nature of business whose financial statements must be given an opinion and affixed with the auditor’s signature, as well as to adjust the

be well prepared and independent in performing duties, and put in place measures for handling conflicts of interest.  The amended real estate-back ICO regulations will take effect from 1 March 2021

capital requirement by taking into account the types of business models as well as the existence of lead regulator (if any). Also, certain conditions and periods of protection have been adjusted in this

with the auditor in providing information and documents and submit the financial statements for Q1/2016, Q2/2016, and Q3/2016, which have been rectified and audited by the auditor, as well as the annual

rectify and re-submit such financial statements to the SEC Office on the same day as well.  The SEC has granted PACE the second postponement for submitting the clarification and the rectified financial