NC/NCR < early warning กรณีท่ี NC หรือ NCR ณ ส้ินวนัทาํการ ลดลงมาอยูท่ี่ ระดบัเท่ากบัหรือนอ้ยกวา่ 3 เท่า ของเกณฑท่ี์สาํนกังานกาํหนด ใหผู้ป้ระกอบธุรกิจยืน่แบบ รายงานการคาํนวณ NC ภายใน T+1 จนกวา่จะสามารถ
Fund standard deviation Benchmark standard deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not guarantee future results. 3 years 5 years 10
standard deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not guarantee future results. 3 years 5 years 10 years Since inception Fund Benchmarks
supervision of [name of Home Regulator]. Benchmarks Fund standard deviation Benchmark standard deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not
deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not guarantee future results. • Investors may not redeem units during the period of X months
participants should strive toward in order to improve investor protection and the fairness, efficiency and transparency of securities markets, and reduce systemic risk. The Principles apply to all types of CRAs
allocation prepared prior to investment. 3.2.3 Monitoring and Control of Investment (1) Having an early warning system to ensure that investment has been done in accordance with investment limit of each scheme
date of the application: (a) having a record of being ordered to rectify financial statements by the SEC Office; (b) causing the SEC Office or the Stock Exchange to issue a warning to the investors or
profit and remuneration using business coordination with both management team, including expand market channel, improve production line and cost control to increase gross profit margin and long-term