Directors in five key areas, namely (a) business or marketing strategies, (b) risk management, (c) information technology, (d) business law, financial law and capital market law, and (e) international
all types of complex, non-complex and high-risk capital market products.
, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures
by the SEC . The proposed rules also require that all digital asset business operators have an adequate source of fund, cybersecurity and IT risk management, Know-Your-Customer and Customer-Due
a long-term investment spaning over different stages of life. Thus, it should be sustainable. The SEC encourages provident funds to apply the I Code as a guideline, apart from return and risk factors
-mail: pinyapat@sec.or.th หรือ phireeyaphon@sec.or.th จนถึงวันที่ 23 ตุลาคม 2566________________________หมายเหตุ: *ตามหลักการ same activity, same risk, same rule and same supervision **สินทรัพย์ดิจิทัลที่
wellness through appropriate investment opportunities and risk management can be achieved.The SEC, having taken part in the formulation of the 4th Capital Market Development Plan (2022-2027) together with
risk, same rule,” and allocates resources to build investors’ knowledge and understanding on a continuing basis while strengthening cooperation with all parties involved, both local and international
on all types of complex, non-complex and high-risk capital market products, e.g. investment units of mutual funds offered to institutional or ultra-high net worth investors, investment units of
phireeyaphon@sec.or.th. The public hearing ends on 23 October 2023.________________________Remarks: * Based on the principle of “same risk, same supervision outcome.” ** the Digital assets specified under