Program”. Moreover, KBank has encouraged our customers to use electronic services and conduct transactions via electronic channels, especially via the K PLUS application. Along with this, we unveiled a “No
function under Clause 8 to the following third party without submitting an application for obtaining the approval under Clause 12: (1) a financial institution, or the intermediary ’s affiliated company whose
Securities and Exchange Commission concerning Application for Support System Provider Offering Service Related to Investment Unit Trading and Fund Management. Clause 3 This Notification shall be applicable to
ด้วยตนเอง จะถือได้ว่าผู้ให้บริการ internet trading platform ดังกล่าวไม่มีอ านาจควบคุมการปฏิบัติงาน บริหารจัดการ หรือตัดสินใจใด ๆ แต่เป็นเพียงผู้ให้บริการ software vendor ดังนั้น จึงไม่เข้าข่ายการเป็น
Capital Market Supervisory Board No. TorThor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries _____________________________ By virtue of
translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of
institutional client s; (6) “ inside information ” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired
company licensed to undertake securities business in the category of securities brokerage. Clause 19 In considering an application for account opening and entering into an agreement with a client to appoint