1 RP-AC 004/2019 NOVEMBER 13, 2019 Subject: Clarification of the operating results for the third quarter of 2019 To: Directors and Managers of the Stock Exchange of Thailand Richy Place 2002 Public

in line with lower sales. Administrative expense decreased mainly as a consequence of cost control measures in place, reducing headcount, working hours and OT, and other employee expenses together with

1 RP-AC 003/2020 AUGUST 14, 2020 Subject: Clarification of the operating results for the second quarter of 2020 To: Directors and Managers of the Stock Exchange of Thailand Richy Place 2002 Public

installation of the new machinery, therefore, it is necessary to choose the location of the factory that made this transaction at the same place as the machinery location. In Bangpoo Industrial Estate is a

the SEC Office. Clause 6 In applying for the derivatives exchange license, the applicant shall allow and facilitate persons designated by the SEC Office to access the applicant’s place of business or

MRF MoU requires business operators to comply with the regulations of the host regulator of the jurisdiction wherein the offerings of fund take place; · The SEC is revising the related regulations to

related to sales conduct, HK-TH MRF MoU requires business operators to comply with the regulations of the host regulator of the jurisdiction wherein the offerings of fund take place; - The SEC is revising

stationed at the office of the securities company where the communication with the client of such matter takes place; (b) arrange a system that allows the client to communicate with the securities company ’s

communication with the client of such matter takes place; (b) arrange a system that allows the client to communicate with the securities company’s employee who can provide such information to the client at the

specific information regarding work place location, time period of work, position, scope of work and responsibility, and proportion of time working for asset custody function to the total time of working