September 2009. Notified this 3rd day of August 2009. -Signature- (Vijit Supinit) Chairman Securities and Exchange Commission _____ _____ Remark : The rationale for issuing this Notification: As the
September 2009. Notified this 3rd day of August 2009. -Signature- (Vijit Supinit) Chairman Securities and Exchange Commission _____ _____ Remark: The rationale for issuing this Notification: As the Securities
with Customer Complaints dated 1 February 2002 shall mean a reference to this Notification. Clause 7 This Notification shall come into force from 1 September 2009. Notified this 3rd day of August 2009
Customer Complaints dated 1 February 2002 shall mean a reference to this Notification. Clause 7 This Notification shall come into force from 1 September 2009. Notified this 3rd day of August 2009. (Mr. Vijit
1 November 2009 Notified this 15th day of October 2009. - Signature - (Mr. Vijit Supinit) Chairman Securities and Exchange Commission Remark: The rationale for issuing this Notification is to allow
certificate to the SEC Office within fifteen days from the date of registration with the registrar. Clause 8 This Notification shall come into force as from 1 February 2010. Notified this 1 st day of February
person must not have the prohibited characteristics prescribed under the first paragraph. Clause 4 This Notification shall come into force as from 16 June 2010. Notified this 1st day of June 2010
2011. Notified this 7 th day of December 2010. -signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board
foreign ETF deemed as securities under this Notification. Clause 5 This Notification shall come into force from 16 January 2011. Notified this 24 th day of December 2010. -Signature- (Vijit Suphinit