e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Dealer >> Licensed Companies Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 51/2561 Re: Outsourcing Function related to Business Operation to Third Party ____________________ Whereas
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(Newest) Date (Oldest) Notification of Capital Market Supervisory Board TorJor. 47/2558 Regulations on Offer for Sale of Securities through Electronic System or Network (No. 2) http://capital.sec.or.th
) Date (Oldest) Notification of the Office of the Securities and Exchange Commission SorNor 21/2553 Related Persons of Unitholders of Property Funds for Solving Financial Institution Problems, Mutual Funds
- Translation - Ref: IR63/005 23 April 2020 Re: Notification of the resolution of the Board of Directors Meeting No. 5/2020 regarding the determination of the AGM for the year 2020, the issuance and
following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds regarding fund labeling (such as fixed income funds, money market funds
Securities and Exchange Commission Notification of the Office of Securities and Exchange Commission No. SorThor. 55/2546 Re: Report Forms of Securities Companies _____________ By virtue of Section 109 of the