respond to investors? demands and enhance investors? protection. SEC Assistant Secretary-General Duangmon Chuengsatiansup said: "investment consultants are required to have their clients take a suitability
accounts were for the benefit of Shine. Nonetheless, there was no record of Shine?s report on his acquisition or disposal of such shares required to be filed with the SEC under the relevant rules which
, preparation of the company report will provide the retail investors with more information for their decision making. The securities companies will be required to prepare and distribute the company report on
requirement to file a registration statement and draft prospectus (filing); (2) Issuers are required to disclose relevant information, including details to be included in the notice of the shareholders
of the Emergency Decree. However, Bitazza and FreedomVerse carried out such activities without obtaining the required licenses, thereby violating Section 26, which shall be liable under Section 66
the long-term competitiveness and visibility of Thai listed companies. The program is open for applications, and participating companies are required to submit their JUMP+ plans to the SET by 31 March
digital asset dealer business under Section 3 of the Emergency Decree. However, Exmix carried out such activities without obtaining the required licenses, thereby violating Section 26 and being subject to
or shares of a legal entity that is a shareholder of the business operator, shall be deemed to be a major shareholder for which the business operator is required to obtain approval from the SEC.For
offenders. They are required to pay civil penalties and reimbursement of the investigative expenses incurred by the SEC, totaling 1,030,662 baht each. In this regard, General Chaowarit, Mr. Praween, Miss