operator or the order has come into force, shall be exempt from preparing and filing only such reports relating to the business category as notified for cessation and the business operator must not have any
as specified in Clause 4, provided that those companies must instead include the income derived from the business as per Clause 4 in the calculation for payment of fees at the rates as specified in
specified in Clause 4, provided that those companies must instead include the income derived from the business as per Clause 4 in the calculation for payment of fees at the rates as specified in Clause 3: 1
must prepare a risk disclosure statement that contain the minimum aspect of disclosure as set out under the guideline attached hereto. Clause 3. This Notification shall come into force as from 1 April
” means the derivatives exchange licensed from the Securities and Exchange Commission. Clause 2. When disclosing risk associated with futures trading, the derivatives broker must prepare a risk disclosure
must prepare a risk disclosure statement that contain the minimum aspect of disclosure as set out under the guideline attached hereto. (Translation) -2- Clause 3. This Notification shall come into force
concerning relevant parties and personnel in charge of communications. The business continuity plan under the first paragraph must be approved by the board of directors or a working committee appointed by the
the method and channel of communications and information concerning relevant parties and personnel in charge of communications. The business continuity plan under the first paragraph must be approved by