securities analysts to participatein fintech development/application processes;(4) Have control and inspection system for algorithm;(5) Have data management and governance;(6) Disclose scope
system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and
matters can tarnish the credibility of THL management and internal audit system while connected transactions with related entities can also cause conflicts of interest, which could subsequently affect
comply with the rules, conditions and procedures as specified in the notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset as
and Customer Due Diligence system (“KYC/CDD”). His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between April 25, 2024 and
discussion and analysis for the year 2020 through the transmission system of the Stock Exchange of Thailand as prescribed by the Notification of the Capital Market Supervisory Board. The rectified audited
Mr. Worawat Narknawdee From January 12, 2022, to June 30, 2022, Mr. Worawat Narknawdee, the owner and operator of ACTPAY, was responsible for providing a notification system that would notify 1000X
Thai capital market. This, in turn, serves as a foundation to mitigate potential adverse impacts on the capital market. Furthermore, reinforcing market resilience is a key mechanism in driving the
“bondholders’ representative,” who serves as a crucial mechanism for safeguarding and advocating for bondholders. The bondholders’ representative is required to comply with the Securities and Exchange
Strategic Plan for 2024 – 2026 focuses on building trust and confidence in the Thai Capital Market, which will serve as a key mechanism towards national sustainabilityMr. Srettha Thavisin, Prime Minister and