) for the year 2001-2006 for the total amount of Baht 557 million, including cases under the consideration of the Supreme Court and Tax Appeal Committee of the Revenue Department (please find more details
the Company, as a result of the Company’s inability to submit seaweed import licenses together with import declaration forms in 14 cases in 2012, because the relevant documents were prepared a long time
units or underlying shares of ETF for either its proprietary account or client’s account on the condition that it is the following cases: (1) being short selling by which borrowing such securities for
may engage in short selling of ETF units or underlying shares of ETF for either its proprietary account or client’s account on the condition that it is the following cases: (1) being short selling by
or client’s account on the condition that it is the following cases: (1) being short selling by which borrowing such securities for delivering is required according to the Notification of the Capital
_________________________ Clause 3 This Notification shall be applicable to the following cases: (1) offering for sale regarding units of foreign collective investment scheme to institutional or high net worth investor as
_________________________ Clause 3 This Notification shall be applicable to the following cases: (1) offering for sale regarding units of foreign collective investment scheme to institutional or high net worth investor as
prohibited characteristics of the personnel in securities business. In cases where there appears the fact that any director or executive of the securities company possesses any prohibited characteristics, the
as specified in the Notification of the Capital Market Supervisory Board governing the prohibited characteristics of the personnel in derivatives business. In cases where there appears the fact that
session of the next business day from the date on which a margin call is made by the derivatives broker . Clause 5 In cases any client is unable to deposit a margin within the periods prescribed under