are not applicable to – certain types of transactions. For example, giving financial assistance to a third party which is not considered a transaction in the normal course of business of listed
prescribed by ACMF, for example, the research report is produced by licensed person by the home regulator and has already been promulgated in the home country, the promulgation is made upon consent of the
the issuer’s core business. In any event, the issuer must not operate business in such a way that involves severely illegal business. For example, human trafficking, drug production or smuggling, or
operations.The requirement to appoint independent directors, however, will not apply to certain cases; for example, securities and derivatives investment advisors due to their relatively small size and few staffs
investors in line with the Capital Market Development Master Plan?s objective which aims to promote quality and diverse financial products comparable to those in the regional markets. To be eligible for SET
, participated in international forums in exchange of views, experiences as well as solutions and applied to the Thai market circumstances, for example.? The above report is now available in Thai on the SEC
specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information
Green Government Categories. The Smart Office is an example of the SEC?s integrated documentation system that includes e-filing, e-signature and e-document. Increasingly, the SEC is applying information
alternative, the SEC will revise the regulations to determine investment proportion in infrastructure fund?s investment units in line with risk diversification criteria applicable to other assets as follows:? A