false or misleading information: elements of crime will be extended to cover more persons and wrongful acts and offences related to imparting or dissemination of projection by using distorted information
; an increase of 6.14 million shares or 975.28 percent. The above acts were in violation of Sections 243(1) in conjunction with 244 and 243(2) of the Securities and Exchange Act B.E. 2535 (1992) in
mislead others. The aforesaid acts were in contravention of Sections 307, 308, 311, 312, 313 and 315 of the SEA in conjunction with Sections 83 and 86 of the Penal Code. The SEC therefore filed a criminal
this juncture, the SEC has also urged the ASCO to propose the guidelines for securities transfer between clients with a view to preventing fraud or inappropriate acts.
indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
2016; and - Mr. Permsin Yongvongpaiboon's account on 19-23 September 2016, 3 October 2016, 12-13 October 2016 and 3, 7, 9, 10 and 14 November 2016. Therefore, such acts were done in a way to
. Permsin Yongvongpaiboon's account on 19-23 September 2016, 3 October 2016, 12-13 October 2016 and 3, 7, 9, 10 and 14 November 2016. Therefore, such acts were done in a way to take advantage of other
to the public and he has access by virtue of his office or position and acts in a way as to take advantage of other persons as follows: (1) uses the information on PTL’s performance in the standalone