; (4) Approving an exemption from an event of default under the terms and conditions for the company’s inability to comply with the financial covenant requiring the maintenance of the interest-bearing
executive for a period of 22 months. The civil sanctions prescribed by the CSC will take effect once the offender signs a letter of consent agreeing to comply with the sanctions. If the offender refuses to
event of any violation or failure to comply with the rules**, it shall be deemed that ACC has not been approved to offer newly issued shares through PP within the meaning of the Notification. In such
website. Note:* This constitutes a failure to comply with Clause 23(1), which constitutes a prohibited characteristic of personnel in the capital market business under Clause 31(1) of the Notification of
agreeing to comply with the civil sanctions imposed by the CSC. If the offenders refuse to extinguish the case, the SEC will request the public prosecutor to file a lawsuit in the Civil Court seeking the
and Period of Approval ______________________ Clause 101 Any person to be approved as auditor in the capital market shall comply with the following rules: (1) being a certified public accountant whose
comply with the requirements or conditions to be exempted; (3) the applicant has other measures that are sufficient and able to compensate for the compliance with the requirements or conditions to be
period last year the Company recorded gross profit margin of 35.27%, decreased by 2.23% as a result of the following; 2.1 A decrease of gross profit margin by 0.69% due to the practice to comply with Thai
written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or
service providers, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code of conduct