(Form 56-2, 2021) to the SEC within the specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of
the SEC under Section 143 of the Securities and Exchange Act, B.E. 2535 (1992) to give an order otherwise, the investment advisory company under Clause 3 which is unable to maintain adequate collateral
be applicable to the outsourcing of operational function of an intermediary to third parties in order to increase flexibility and efficiency of business operation of the intermediary . In this regard
the outsourcing of operational function of an intermediary to third parties in order to increase flexibility and efficiency of business operation of the intermediary. In this regard, the appointment of
order to be in accordance with the principles of good corporate governance and to provide the sufficient information for the investors to make a decision. 4. Acknowledgment of the acquisition of assets in
probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client
and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
NMG's accounts and amended the regulations related to advertisement selling in order to facilitate the sales department to submit fake Advertising Order Entries in a NMG's system. Then, the
. 2546. 3. General Characteristic of the Transactions and Details of the Acquired Assets VGM shall purchase 6,850,042 ordinary shares of PBSB at the par value of MYR 1 ,equivalent to 40 percent of the