against potential losses due to fraud. Note: * Failure to comply with Clause 23 (1), subject to the prohibited characteristics of the personnel in the capital market business under Clause 31
; (4) Approving an exemption from an event of default under the terms and conditions for the company’s inability to comply with the financial covenant requiring the maintenance of the interest-bearing
and Period of Approval ______________________ Clause 101 Any person to be approved as auditor in the capital market shall comply with the following rules: (1) being a certified public accountant whose
comply with the requirements or conditions to be exempted; (3) the applicant has other measures that are sufficient and able to compensate for the compliance with the requirements or conditions to be
period last year the Company recorded gross profit margin of 35.27%, decreased by 2.23% as a result of the following; 2.1 A decrease of gross profit margin by 0.69% due to the practice to comply with Thai
written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or
service providers, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code of conduct
, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code of conduct specified by
service from any service providers, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code
business shall comply with the following conditions: (1) The licensee shall commence the undertaking of gold derivatives brokerage business only when the SEC Office verifies that the licensee has satisfied