financial statements for the said quarter to the public through the SET Electronic Information Transmission System on 15 August 2016. The financial statements recorded the net profit of 20.34 million baht, a

statements recorded the net profit of 20.34 million baht, a 61.16 percent decrease from the preceding quarter.Jajjai's act was a securities sale that took advantage of a material, non-public fact that

trading transactions had no source of orders. It was also found in the recorded conversation that {A} had been allowed by the client to make securities trading decision. He informed the client of the

without authorization causing damage to the client.    Reprimand: The SEC reprimanded {E}, a derivatives investor contact, and recorded her misconducts for future reference on account of soliciting and

not an approved investor contact or a securities company executive at the moment. The SEC, therefore, recorded his actions for future reference and will not approve his position as capital market

highlighted efforts to build immunity to investment scams through various media and tools such as SEC Check First application and Investor Alert web page, which can be used to verify information before making

value of the investment in the shares of the buyer at the same share price. The auditor has not been able to obtain sufficient and appropriate evidence to verify the gain on sale of the investment in

usable, consequently necessitating sales below cost. However, the auditor was unable to verify this claim and found no supporting evidence to confirm the stated facts.   After considering in conjunction

violations. In following this manual, if any wrongdoings are found, the business operators are encouraged to report the cases to the SEC and verify that sufficient risk management and control systems have

persons, companies, or investment products relating to securities and digital assets, as well as to verify the legitimacy of the licenses of SEC-approved businesses, which can be found in the Investor