Statistics of approved investment analysts / investment consultants Please wait... Statistics of approved investment analysts / investment consultants Type of License April 2021 May 2021 June 2021
deposit of 350 million baht and an additional unpaid deposit of 100-million baht due on 31 December 2016, and (4) impact of POLAR ' s subsequent cancellation of investment in A Day on the refund of the
provide. Capital market plays a significant role in the economy and is one of the key drivers of sustainable growth in Thailand. To further support sustainable investment, we have extended the fee exemption
transactions must be transferred into the securities account of the responsible securites company only, and that accepting a deposit of shares from any investment consultant into investors? own trading accounts
initiative developed by investors and supported by the United Nations, offering principles for responsible investment to be applied voluntarily to investment decision making and ownership practice. The PRI
sector-led projects underway to reduce carbon emissions and reverse environmental damage.The webinar ‘Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change’ held on
a company in a client’s trading account by asking the client to sell the shares and transfer the redemption money into her own deposit account. She claimed that she would use the money to invest in
) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to
Bangkok, 11 September 2017 - The SEC has suspended the approval of five securities investment consultants for failing to perform duties in compliance with professional standards. The suspended