SEC Search

Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public Hearing Laws/Regulations Search

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=6357&SearchNo=

Notification of the Office of the Securities and Exchange Commission SorChor. 24/2555

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=6744&SearchNo=

Notification of the Office of the Securities and Exchange Commission Sor Thor. 38/2559

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=7039&SearchNo=

Notification of the Office of the Securities and Exchange Commission Sor Jor. 21/2561

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=7611&SearchNo=

Notification of the Office of the Securities and Exchange Commission 15/2552

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=8496&SearchNo=

Notification of Capital Market Supervisory Board TorThor 47/2552

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4794&SearchNo=

Notification of Capital Market Supervisory Board TorThor. 18/2553

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5347&SearchNo=

Notification of Capital Market Supervisory Board TorJor. 47/2558

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=6643&SearchNo=

nrs_main_search_en.php

https://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php

SEC suspends an investment consultant

make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4959