Bangkok, July 17, 2015 ? The SEC supported debt securities issuer to make debt securities offerings with more convenience, less time-consuming, and in line with international practices. Rapee
executives, and staffs who are in relations to stocks and REIT underwriting deals, from selling them for a prescribed period of time after listing. This prohibition aims to prevent conflict of interest as the
rules, issuer will be barred from the following PO submissions for a certain periods of time. Aforementioned revised rules has already been effective.
authorizations for a long time for a high volume of securities and derivatives trading, which caused a great amount of damage to the client. In addition, she misinformed the client with regard to the amount of
newly established holding company, which owns subsidiary with a certain period of time in business operation, to use a pro forma annual consolidated financial statement prepared as if the holding company
Mr. Chatchai Chotanakarn During 23 - 27 June 2014, Mr. Chatchai Chotanakarn, at the time he was holding the position of Adviser of President of Bangkok Life Assurance Public Company Limited (BLA
market price. As director and executive of the company at the time, Kitti disclosed such insider information to Kongpat, his nephew-in-law, even though he knew or should have known that Kongpat could
posts through his personal Facebook account that JKN was the first and sole owner of genuine hemp products and the company had a 24-hour time rental with a television station to conduct its business