consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset , (3) use of the client's trading account to trade
investment consultants consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset , (3) use of the client's
efficiently, by taking the following actions: (1) Amend the company’s financial condition to comply with the fund requirements as prescribed in Clause 15 of the SEC Notification No. Kor Thor. 19/2561 Re
possessing such inside information – sold 39,000 SQ shares in his trading account. The actions above allowed Penprapa and Surapol to avoid a loss due to the reduced price of SQ shares after the company
การประชุมเชิงปฏิบัติการ หัวข้อ “หลักการเสริมสร้างศักยภาพสตรี: จากหลักการสู่หลักปฏิบัติ WEPs Principles to Actions” นี้ เกิดขึ้นจากความร่วมมือของ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, actions liable to be offenses committed by the three persons above were detected during 16
. These actions have led to the formulation of key results and Strategic Plan that truly respond to the demands of all target groups, which will lead to mutual understanding and cooperation in driving the