) engagement in agreements with clients prior to providing services shall comply with the regulations under Chapter 3; (4) provisions of investment analysis and consultation to clients shall comply with the
) engagement in agreements with clients prior to providing services shall comply with the regulations under Chapter 3; (4) provisions of investment analysis and consultation to clients shall comply with the
issued shares under Part 2 or Part 3 that the deliberation of the SEC Office would have been changed if such fact had arisen prior to the approval, the SEC Office is empowered to: (1) order the applicant
duties exceeding the earlier approval, the period of the previous approval shall end on the date when the latter approval takes effect; (b) in other cases apart from sub clause (a), the period of approval
, securities trading or mismanagement in the manner of deception, frauds or corruption during the period as prescribed by the Office, but not exceeding five years prior to the date the branch office starts its
, securities trading or mismanagement in the manner of deception, frauds or corruption during the period as prescribed by the Office, but not exceeding five years prior to the date the branch office starts its
five years prior to the date the branch office starts its operation; (4) not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to suspend or restrict its
กองทุนรวม กองทุนเปิดเคแทม Twin Structured Complex Return 1Y1 KTAM Twin Structured Complex Return fund 1Y1 KTTWIN1Y1 ผู้ลงทุนไม่สามารถขายคืนหน่วยลงทุนนี้ในช่วงเวลา 1 ปี ได้ ดังนั้น หากมีปัจจัยลบ
หนาแฝง (Derivative - embedded Debt Instruments หรือ “Structured Notes”) ฝายกํากับธุรกิจจัดการลงทุน สํานักงานคณะกรรมการหลักทรัพยและตลาดหลักทรัพย ช้ัน 10 อาคารดีทแฮลมทาวเวอรส บี 93/1 ถนนวิทยุ แขวง
stemmed from the relocation of the manufacturing base of hard disk drive to Thailand earlier. Meanwhile, public spending in capital expenditure slightly declined from the high base of last year. For export