further ensure that management of investment money would be for the best interest of investors by introducing an oversight mechanism, either for independent body or person, to undertake the supervisory role
กับความร่วมมือด้านบัญชีและการสอบบัญชีผ่านเวที AARG ซึ่งก่อตั้งขึ้นเมื่อปี 2554 โดย ก.ล.ต. ร่วมกับ Malaysia?s Audit Oversight Board (AOB) และ Singapore?s Accounting and Corporate Regulatory Authority
.: _________________________ Part E: Independent Oversight Entity of the Passport Fund (Trustee/ Fund Supervisor) Same as Custody No [if “No”, please provide further information below] 23) Name of Independent Oversight Entity
.: _________________________ Page 6 of 9 Form 35 – ARFP CIS Part E: Independent Oversight Entity of the Passport Fund (Trustee/ Fund Supervisor) Same as Custody No [if “No”, please provide further information below] 23) Name of
statement of claim to be delivered to the respondent. The claimant may request for the Office’s mediation of dispute prior to commencing the arbitral process, at the same time of filing the dispute. Clause 8
copies of the statement of claim to be delivered to the respondent. The claimant may request for the Office’s mediation of dispute prior to commencing the arbitral process, at the same time of filing the
account or commencing derivatives trading with a client, the derivatives broker shall put in place a procedure to ensure that the client is aware of the risk associated with derivatives trading by preparing
placed as collateral or for repayment in derivatives trading. 7 Clause 23. Prior to opening an account or commencing derivatives trading with a client, the derivatives broker shall put in place a procedure