. The company will allocate NEWS-W8 warrants to the existing shareholders in proportion of their shareholding. The AGM 2024 will be held on 30 April 2024.The issuance of NEWS-W8 warrants to existing
business to apply for related licenses without license fee as is the case with the existing rules. In addition, the existing licensees wishing to apply for Type E Securities Business License or Private
Pursuant to the existing regulations that have been effective since 2004, listed companies are required to pay an annual fee for submission of the annual registration statement to the SEC. In this
consecutive years, while the existing rotation period was 5 years and the existing cooling-off period was 2 years. The revision will be effective from 1 January 2019”.To mitigate impacts at the initial phase
._____________________Remarks:* Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and regulations that are unnecessary or do not keep pace with situations or remain obstacles
capital market. This is to allow existing business operators, apart from securities companies, financial institutions, or newly established companies as specified in the current ministerial regulation, to
& Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk
The Securities and Exchange Commission (SEC) organized a virtual training session on “Ethical and Moral Standards of the SEC Staff and the Building of Trust and Confidence in the SEC”. The online
of Digital Economy and Society (MDES), the meeting also discussed guidelines on resolving problems of fake Facebook pages luring people into investment scams. Currently, investment scams and online
, the SEC Tower, Vibhavadi-Rangsit Road, Bangkok. For more details and online registration, please visit http://www.sec.or.th/TH/Pages/fintech/fintech.aspx.